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CPMI-IOSCO

Principles for Financial Market Infrastructures

PFMI

Authority
C, International principle or recommendationPolicy or oversight benchmark
Maturity
M1, Published and stableCurrent normative or released artifact; still requires implementation due diligence
Version
April 2012
Jurisdiction
Global

One of twelve records open without an account, chosen to span every class of authority so the classification can be judged before anybody signs in.

What it does

International standards for payment systems, CSDs, SSSs, CCPs and trade repositories

Implementation

Specification or guidance

What it does not do

Applicability depends on FMI type and oversight; principles do not select a token or ledger

This is the field that matters. Most failures here are a standard asked to carry something it was never written for, and the resulting gap is discovered in production.

Where it applies

Layers, the questions it helps answer

  • L0

    Legal and economic claim

    What right, liability or beneficial interest exists, under which law, and which record controls?

  • L8

    Cash leg and settlement

    How do cash and asset obligations discharge, atomically or conditionally?

  • L11

    Security, resilience and privacy

    What threats, confidentiality, continuity and recovery properties are required?

  • L12

    Governance, operations and reporting

    Who may change, pause, correct, upgrade and report, under which approvals?

  • L13

    Evidence, audit and verifiability

    What proves design intent, implementation conformance and runtime operation?

Phases, when in the life of an instrument

  • P0

    Design time

    legal classification, authority-of-record map, product archetype, standards shortlist

  • P1

    Build time

    schemas, interfaces, mappings, adapters, rules, invariants and test plans

  • P6

    Operations and reporting

    monitoring, statements, regulatory reports, evidence and incident response

  • P7

    Change, migration and exit

    revocation, correction, upgrade, identifier continuity, migration, retirement and data export

FMIrisksettlement

How it composes with others

Direction matters and is preserved. A conflict is not a warning about quality; it means the two cannot both hold without an adapter or a design change.

Source and terms of use

Licence and access
Verify artifact-specific terms
Last verified
2026-08-15, primary source verified

The Institute links to and describes primary sources; it does not reproduce their normative text. Several of these documents are copyrighted and cannot be redistributed, and the licence note above is the record’s own statement of its terms, not a grant. Status is reported as observed at 2026-08-15 in catalogue release 1.0.0 and must be revalidated before use. Nothing here is legal, regulatory, accounting, tax, investment, security-audit or production-readiness advice, and neither a published status nor an open implementation is a regulatory approval or a certification.

Principles for Financial Market Infrastructures (PFMI) · IEI